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Company reports

10-KAnnual report — the full year, including risk factors and audited statements.10-QQuarterly report — unaudited results between annual reports.8-KMaterial event — filed within days of something shareholders should know.DEF 14AProxy statement — executive pay, board nominees, and shareholder votes.20-FAnnual report from a company based outside the United States.6-KInterim report from a foreign issuer, filed as its home market requires.SDSpecialized disclosure — conflict-minerals sourcing and related reporting.

Ownership

Form 4Insider transaction — a director or officer bought or sold, filed within two days.Form 3An insider's opening position, filed when they take the role.13F-HRQuarterly holdings of an institution managing over $100 million.Schedule 13DA stake above five percent held with intent to influence the company.Schedule 13GA passive stake above five percent.Form 144Notice that an insider intends to sell restricted stock.

Offerings

S-1Registration for a public offering — the document behind an IPO.S-8Registration of shares set aside for employee compensation plans.424B2Final prospectus for an offering priced off an existing shelf registration.425Communications issued during a proposed merger or acquisition.Form DNotice of a private placement sold without a public registration.

Funds

N-CSRA fund's annual report to its shareholders.497Updated fund prospectus and fee disclosures.

SEC staff

Comment letterA letter from SEC staff questioning something in a company's filing.Company responseA company's written reply to SEC staff questions.

"exact phrase"Quotes match the words together, in that order.

two termsBoth must appear somewhere in the document. Terms narrow, never widen.

-excludeA leading dash drops every filing containing that word.

prefix*A trailing star matches the whole word family.

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Search what companies actually filed.

Track what you find.